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Complete Issue (June 19, 2019)  Volume 52, Number 12


Author:  Joseph A. Hall.; Gary A. Cohen.


Source: Volume 52, Number 12, June 15 2019 , pp.137-148(12)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (Howey, Ralston Purina and the SEC’s Digital Asset Framework (Hall) and SEC Proposes Summary Prospectus for Variable Insurance Products (Cohen)).

Keywords: SEC v. W.J. Howey Co; Howey 4-Prong Test; Regulating Digital Assets as Securities; The DAO; Two-Tier Disclosure; Rule 498A; Initial Summary Prospectus

Affiliations:  1: Davis Polk & Wardwell LLP; 2: Carlton Fields, P.A..

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