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Complete Issue (Volume 57, Number 15—September 11, 2024)  


Author:  Laura Deegan, Annie Cho, & Igor Dos Santos.; Matthew Bisanz, Adam Kanter, Brad Resnikoff, Dylan C. Platt & Kelly Truesdale.; Rebecca E. Boon & Mathews R. de Carvalho.


Source: Volume 57, Number 15, September 1 2024 , pp.149-164(16)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes the three articles listed in the table of contents above (“Navigating Securities Prohibitions in U.S. Sanctions,” “SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers” and “2024 Proxy Season Roundup—Environmental Proposals Still a Focus for Investors”).

Keywords: Securities Prohibitions in U.S. Sanctions; Customer Identification Program Requirements for Investment Advisers; ESG-Related Proxy Proposals

Affiliations:  1: Miller and Chevalier Chartered; 2: Mayer Brown LLP; 3: Bernstein Litowitz Berger & Grossmann LLP.

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