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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 57,  Number 15, September 1 2024.   Click on Article Title for Abstract and Full Text PDF

Articles

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Navigating Securities Prohibitions in U.S. Sanctions  
pp.149-154 (6)
Authors:  Laura Deegan.; Annie Cho.; Igor Dos Santos.

SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers  
pp.155-159 (5)
Authors:  Matthew Bisanz.; Adam Kanter.; Brad Resnikoff.; Dylan C. Platt.; Kelly Truesdale.

2024 Proxy Season Roundup—Environmental Proposals Still a Focus for Investors  
pp.161-163 (3)
Authors:  Rebecca E. Boon.; Mathews R. de Carvalho.

Complete Issue (Volume 57, Number 15—September 11, 2024)  
pp.149-164 (16)
Authors:  Laura Deegan, Annie Cho, & Igor Dos Santos.; Matthew Bisanz, Adam Kanter, Brad Resnikoff, Dylan C. Platt & Kelly Truesdale.; Rebecca E. Boon & Mathews R. de Carvalho.

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