Review of Securities & Commodities Regulation
ISSN 0884-2426, Online ISSN:
Volume 57, Number 15, September 1 2024. Click on Article Title for Abstract and Full Text PDF
Articles
Navigating Securities Prohibitions in U.S. Sanctions
pp.149-154 (6)
Authors:
Laura Deegan.; Annie Cho.; Igor Dos Santos.
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers
pp.155-159 (5)
Authors:
Matthew Bisanz.; Adam Kanter.; Brad Resnikoff.; Dylan C. Platt.; Kelly Truesdale.
2024 Proxy Season Roundup—Environmental Proposals Still a Focus for Investors
pp.161-163 (3)
Authors:
Rebecca E. Boon.; Mathews R. de Carvalho.
Complete Issue (Volume 57, Number 15—September 11, 2024)
pp.149-164 (16)
Authors:
Laura Deegan, Annie Cho, & Igor Dos Santos.; Matthew Bisanz, Adam Kanter, Brad Resnikoff, Dylan C. Platt & Kelly Truesdale.; Rebecca E. Boon & Mathews R. de Carvalho.