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Dealing With (And Not Dealing With) Whistleblowers  


Author:  Terri L. Chase.; David Peavler.; Alexander J. Wilson.


Source: Volume 56, Number 13, July 15 2023 , pp.191-198(8)




Review of Securities & Commodities Regulation

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Abstract: 

Recent enforcement actions demonstrate an increasing reliance on whistleblowers by federal regulators and law enforcement. Therefore, it is more likely than ever that a company will have to face whistleblower complaints, and more critical than ever that companies do so effectively. This article outlines best practices for dealing with whistleblowers and encouraging internal reporting, as well as how to steer clear of the common mistakes companies make when a whistleblower complaint arises.

Keywords: Encouraging Internal Reporting; Voluntary Self-Disclosure; Dangers of Retaliation and “Pretaliation”

Affiliations:  1: Jones Day; 2: Jones Day; 3: Jones Day.

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