Review of Securities & Commodities Regulation
ISSN 0884-2426, Online ISSN:
Volume 52, Number 13, July 15 2019. Click on Article Title for Abstract and Full Text PDF
Articles
Digital Advice Platforms: Compliance and Legal Challenges
pp.149-156 (8)
Authors:
Stephen P. Wink.; Naim Culhaci.; Deric Behar.
SEC Breakthrough Brings Déjà Vu: Lorenzo Court Reclaims Expansive Scope of Federal Securities Laws
pp.157-160 (4)
Authors:
Ralph C. Ferrara.; Erica Taylor Jones.; Corey I. Rogoff.
Complete Issue (July 17, 2019)
Volume 52, Number 13
pp.149-160 (12)
Authors:
Stephen P. Wink (et al.).; Ralph C. Ferrara (et al.).