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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 52,  Number 13, July 15 2019.   Click on Article Title for Abstract and Full Text PDF


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Digital Advice Platforms: Compliance and Legal Challenges  
pp.149-156 (8)
Authors:  Stephen P. Wink.; Naim Culhaci.; Deric Behar.

SEC Breakthrough Brings Déjà Vu: Lorenzo Court Reclaims Expansive Scope of Federal Securities Laws  
pp.157-160 (4)
Authors:  Ralph C. Ferrara.; Erica Taylor Jones.; Corey I. Rogoff.

Complete Issue (July 17, 2019)  Volume 52, Number 13
pp.149-160 (12)
Authors:  Stephen P. Wink (et al.).; Ralph C. Ferrara (et al.).

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