Home      Login


Securities Laws and the Municipal Market  


Author:  Paul S. Maco.


Source: Volume 20, Number 03, Fall 1999 , pp.59-82(24)




Municipal Finance Journal

next article > |return to table of contents

Abstract: 

Recent enforcement actions by the Securities and Exchange Commission are chronicled by Paul Maco who is the director of the SEC’s office of municipal securities. He provides the context, a listing of the enforcement actions, and the categories of market participants targeted. It is a very instructive piece that should be required reading for everyone involved in the issuance and management of municipal securities. The presentation concludes with a summary of more than 145 actions.

Keywords: SEC enforcement actions; administrative proceedings; injunctive proceedings; Reports under Section 21(a) of the Exchange Act;

Affiliations:  1: SEC Office of Municipal Securities.

Subscribers click here to open full text in PDF.
Non-subscribers click here to purchase this article. $17

next article > |return to table of contents