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Complete Issue (Volume 56, Number 22—December 20, 2023)  


Author:  Daryl B. Robertson.; Kenny S. Terrero, Matthew J. Kutner, and Bernie Zamichow.


Source: Volume 56, Number 22, December 15 2023 , pp.307-318(12)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (“New Exemption from Federal Broker-Dealer Registration for M&A Brokers” and “Registered Investment Companies Look to Blockchain and Digital Securities to “Pull-Forward” and Modernize Offerings”).

Keywords: § 501 Registration Exemption for Merger and Acquisition Brokers; Excluded Activities; Purchasing and Transacting in Digital Shares; Issuing Blockchain-Based Digital Securities By Funds

Affiliations:  1: Hunton Andrews Kurth LLP; 2: Sidley Austin LLP.

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