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Complete Issue (Volume 56, Number 9—May 10, 2023)  


Author:  Lance C. Dial, Amy McDonald & Jonathan Nowakowski.; James M. Koukios, Ruti Smithline & Heather Han.


Source: Volume 56, Number 09, May 1 2023 , pp.119-133(15)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue contains both of the articles listed in the table of contents above (“SEC Modernizes Content and Delivery Requirements for Mutual Fund Shareholder Reports” and “How Do Chief Compliance Officers Prepare for DOJ’S New Compliance Certification Policy?”).

Keywords: New Mutual Fund Shareholder Reporting Requirements; DOJ Compliance Certification Policy

Affiliations:  1: Morgan, Lewis & Bockius LLP; 2: Morrison & Foerster, LLP.

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