Complete Issue (Volume 56, Number 9—May 10, 2023)
Author: Lance C. Dial, Amy McDonald & Jonathan Nowakowski.; James M. Koukios, Ruti Smithline & Heather Han.
Source: Volume 56, Number 09, May 1 2023 , pp.119-133(15)
< previous article |return to table of contents
Abstract:
The complete issue contains both of the articles listed in the table of contents above (“SEC Modernizes Content and Delivery Requirements for Mutual Fund Shareholder Reports” and “How Do Chief Compliance Officers Prepare for DOJ’S New Compliance Certification Policy?”).Keywords: New Mutual Fund Shareholder Reporting Requirements; DOJ Compliance Certification Policy
Affiliations:
1: Morgan, Lewis & Bockius LLP; 2: Morrison & Foerster, LLP.