Complete Issue (Volume 56, Number 8—April 26, 2023)
Author: William D. Semins & Julie F. Rizzo.; Adam Aderton & Melissa Taustine.
Source: Volume 56, Number 08, April 15 2023 , pp.103-118(16)
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Abstract:
The complete issue includes both of the articles listed in the table of contents above (“Building an Effective ESG Program” and “SEC Enforcement Sweeps: Implications for Agency and Industry”).Keywords: Environmental, Social, and Governance (“ESG”) Programs; ESG Methodology and Disclosure; Materiality and Risk Assessments; Recordkeeping Sweeps; Pay-to-Play; Custody Rule; Regulation S-ID; Form CRS
Affiliations:
1: K&L Gates LLP; 2: Willkie Farr & Gallagher LLP.