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Complete Issue (Volume 56, Number 4-February 22, 2023)  


Author:  Derek Steingarten & Aaron Russ.; Alyse A. Sagalchik & Lawrence D. Levin.


Source: Volume 56, Number 04, February 15 2023 , pp.45-58(14)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles in the table of contents above (“Adapting to Change in Proxy Voting Duties of Investment Advisers and Registered Investment Companies” and “2023 Proxy Season Updates”)

Keywords: Proxy Voting Responsibilities; Voting Structures for Funds; ESG Fund Names; Proxy Advisory Firms; Pay Versus Performance Disclosure; “Clawback” Policies; Universal Proxy Rules

Affiliations:  1: Morrison & Foerster, LLP; 2: Katten Muchin Rosenman LLP.

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