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Complete Issue (Volume 56, Number 3—February 8, 2023)  


Author:  Harris L. Kay, William E. Walsh & Alexandra J. Marinzel.; Robert Johnston, Matthew Boxer, Rachel Maimin & Alessandra Moore.


Source: Volume 56, Number 03, February 1 2023 , pp.29-44(16)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (“Futures Markets Enforcement Trends” and “Compliance Monitors Are Once Again ‘In Vogue’”).

Keywords: Futures Markets Enforcement; Corporate Compliance Monitors

Affiliations:  1: Davis Wright Tremaine LLP; 2: Lowenstein Sandler LLP.

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