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Complete Issue (Volume 55, Number 19—November 9, 2022)  


Author:  Betty Santangelo, Melissa G.R. Goldstein &  Hannah Thibideau.; Matthew Bisanz, Matt Kluchenek &  Anna Easter.


Source: Volume 55, Number 19, November 1 2022 , pp.219-229(11)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (“AML Recent Developments: What Practitioners Need to Know” and “The ABCs of LEIS—And What You May Not Know”).

Keywords: Corporate Transparency Act; CTA Rule; Cryptocurrencies; Microcap Securities; Enforcement Actions; Legal Entity Identifiers (“LEIs”)

Affiliations:  1: Schulte Roth & Zabe LLP; 2: Mayer Brown LLP.

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