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FCPA Enforcement Trends: Increased Risk Profile and Considerations for Corporate Gatekeepers  


Author:  Anita Bandy.; Christopher Herlihy.


Source: Volume 55, Number 18, October 15 2022 , pp.203-211(9)




Review of Securities & Commodities Regulation

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Abstract: 

In this article, the authors discuss and document SEC/DOJ enforcement trends pertinent to the FCPA space, including renewed focus on the role of corporate “gatekeepers.” Next, they consider recent actions involving the alleged intentional circumvention of internal controls. Finally, they discuss practice tips and takeaways in light of these developments.

Keywords: CCO Certifications; “Neither Admit nor Deny” Resolutions; Focus on “Gatekeepers;” Circumvention of Internal Controls; Culture of Compliance

Affiliations:  1: Skadden, Arps, Slate, Meagher & Flom LLP; 2: Skadden, Arps.

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