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Cross-Border Investigations in a “Flat” Investigation World  (Volume 54, Number 18—October 20, 2021)


Author:  Brian O’Bleness.; Matthew A. Lafferman.; Meagan A. Edmonds.


Source: Volume 54, Number 18, October 15 2021 , pp.217-226(10)




Review of Securities & Commodities Regulation

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Abstract: 

In this article, the authors begin by describing the growth of global multi-enforcement actions, including “follow-on” prosecutions. They then turn to factors responsible for this growth: expansive extraterritorial enforcement by U.S. authorities, the rise in international cooperation, and new local laws and agencies. In the last section they outline strategies for companies to mitigate and deal with global risks as they arise.

Keywords: SEC Extraterritorial Enforcement; Global v. Local Risk and Solutions; United States v. Hoskins; Risks of Voluntary Disclosure

Affiliations:  1: Dentons; 2: Dentons; 3: Dentons.

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