Complete Issue (October 6, 2021) Volume 54, Number 17
Author: Kelley A. Howes.; Paulit Pike & David M. Geffen.
Source: Volume 54, Number 17, October 1 2021 , pp.205-216(12)
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Abstract:
The complete issue contains both of the articles listed in the table of contents above (Preparing for and Managing an SEC Examination of a Registered Investment Adviser (Howes) and Fund Directors’ Oversight of Investments in Cryptocurrencies and Other Digital Assets (Pike)).Keywords: National Exam Program (“NEP”); NEP Examination Priorities; Cryptocurrency Regulation; Regulatory “Pinch Points” for Funds and Directors
Affiliations:
1: Morrison & Foerster LLP; 2: Ropes & Gray LLP.