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Developments in Commodities Law 2020—An Uncommon Year in Review  (Volume 54, Number 14—August 18, 2021)


Author:  Robert G. Houck.; David Yeres.; Benjamin Peacock.; Brendan Stuart.


Source: Volume 54, Number 14, August 15 2021 , pp.165-176(12)




Review of Securities & Commodities Regulation

Abstract: 

In this article, the authors review 2020 CFTC enforcement activities, including actions regarding spoofing, compliance functions, the Bank Secrecy Act, and insider trading. They then turn to developments in private litigation and trends to follow in 2021.

Keywords: CFTC Enforcement Activities; Scrutiny of Compliance Functions; Bank Secrecy Act; Foreign Corrupt Practices; Commodities Insider-Trading Actions

Affiliations:  1: Clifford Chance US LLP; 2: Clifford Chance; 3: Clifford Chance; 4: Clifford Chance.

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