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Complete Issue (May 19, 2021)  Volume 54, Number 10


Author:  Peter K.M. Chan (et al.).; Lyle Roberts.


Source: Volume 54, Number 10, May 15 2021 , pp.111-122(12)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (SEC Enforcement Will Expand Its Policing of Public Companies under the Biden Administration (Chan et al.) and The Ninth Circuit’s Recent Decisions on the Pleading of Loss Causation in Securities Fraud Cases (Roberts)).

Keywords: Broad Interpretation of Internal Controls; Enforcement Coronavirus Steering Committee; Adequate Corrective Disclosure; “Public Information”

Affiliations:  1: Baker & McKenzie LLP; 2: Shearman & Sterling LLP.

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