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Complete Issue (January 10, 2018)  Volume 51, Number 1


Author:  Michael H. Huneke.; Ashley R. Hodges.; Eric Simanek.


Source: Volume 51, Number 01, January 1 2018 , pp.1-14(14)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (FCPA Update: Third-Party Risks and Enforcement Actions (Huneke & Hodges) and Regulatory Developments Relating To Actively Managed ETFs (Simanek)).

Keywords: Foreign Corrupt Practices Act of 1977 (“FCPA”); Las Vegas Sands Corp. (“Sands”) Settlement; Orthofix International N.V., Settlement; Telia; Halliburton; Exchange-Traded Fund Regulation; Listing Standards; Trading Rules Relief; Investment Com

Affiliations:  1: Hughes Hubbard & Reed LLP; 2: Hughes Hubbard; 3: Sullivan & Worcester LLP.

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