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Complete Issue (August 15, 2018)  Volume 51, Number 14


Author:  Gretchen Cooper.; Katherine Cooper.


Source: Volume 51, Number 14, August 15 2018 , pp.167-178(12)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (EU General Data Protection Regulation: Is The U.S. Funds Industry Ready? (Scott) and Proposed Swap Dealer Capital Requirements: The CFTC’s Long Path Towards a More Risk-Based Approach (Cooper)).

Keywords: “Establishment” Test; Controller or Processor; Data Transfer Mechanisms; Data Breach Procedures; Swap Dealers (“SDs”); Major Swap Participants (“MSPs”); Minimum Capital Standards

Affiliations:  1: Goodwin Procter LLP; 2: Murphy & McGonigle PC.

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