Complete Issue (September 5, 2018) Volume 51, Number 15

Author: Paul M. Dudek.; Peter Lichtenbaum (et al.).

Source: Volume 51, Number 15, September 1 2018 , pp.179-190(12)

Review of Securities & Commodities Regulation

Abstract:

The complete issue includes both of the articles listed in the table of contents above (Current SEC Initiatives Impacting Foreign Private Issuers (Dudek) and Reducing Third-Party Trade Compliance Risks (Lichtenbaum)).

Keywords: Emerging Growth Company (EGC); Draft Submissions By Foreign Private Issuers; Expanded Test-The-Waters Procedures; Epsilon Electronics, Inc. v. United States Department of the Treasury, Office of Foreign Assets Control; DENTSPLY SIRONA Inc.

Affiliations: 1: Latham & Watkins LLP; 2: Covington & Burling LLP.