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Complete Issue (September 5, 2018)  Volume 51, Number 15


Author:  Paul M. Dudek.; Peter Lichtenbaum (et al.).


Source: Volume 51, Number 15, September 1 2018 , pp.179-190(12)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (Current SEC Initiatives Impacting Foreign Private Issuers (Dudek) and Reducing Third-Party Trade Compliance Risks (Lichtenbaum)).

Keywords: Emerging Growth Company (EGC); Draft Submissions By Foreign Private Issuers; Expanded Test-The-Waters Procedures; Epsilon Electronics, Inc. v. United States Department of the Treasury, Office of Foreign Assets Control; DENTSPLY SIRONA Inc.

Affiliations:  1: Latham & Watkins LLP; 2: Covington & Burling LLP.

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