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Current SEC Initiatives Impacting Foreign Private Issuers  

Author:  Paul M. Dudek.

Source: Volume 51, Number 15, September 1 2018 , pp.179-186(8)

Review of Securities & Commodities Regulation

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Foreign companies seeking a US listing can take advantage of a number of existing recent SEC initiatives designed to ease the requirements for an IPO in the United States. They may also soon be able to take further advantage of proposed additional accommodations for IPOs. The author describes the most significant of these recent and proposed initiatives.

Keywords: Emerging Growth Company (EGC); Draft Submissions By Foreign Private Issuers; Expanded Test-The-Waters Procedures

Affiliations:  1: Latham & Watkins LLP.

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