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Complete Issue (February 6, 2019)  Volume 52, Number 3

Author:  Marc J. Fagel (et al.).; Brian Neil Hoffman.

Source: Volume 52, Number 03, February 1 2019 , pp.21-32(12)

Review of Securities & Commodities Regulation

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The complete issue includes both of the articles listed in the table of contents above (SEC Enforcement Division Issues Its 2018 Report Card (Fagel et al.) and Implications and Opportunities of Lucia v. SEC (Hoffman)).

Keywords: Securities Offering Cases; Issuer Reporting and Disclosure Cases; Lucia v. Securities and Exchange Commission; Administrative Law Judges (ALJs)

Affiliations:  1: Gibson, Dunn & Crutcher LLP; 2: Holland & Hart LLP.

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