Home      Login


Complete Issue (February 6, 2019)  Volume 52, Number 3


Author:  Marc J. Fagel (et al.).; Brian Neil Hoffman.


Source: Volume 52, Number 03, February 1 2019 , pp.21-32(12)




Review of Securities & Commodities Regulation

next article > |return to table of contents

Abstract: 

The complete issue includes both of the articles listed in the table of contents above (SEC Enforcement Division Issues Its 2018 Report Card (Fagel et al.) and Implications and Opportunities of Lucia v. SEC (Hoffman)).

Keywords: Securities Offering Cases; Issuer Reporting and Disclosure Cases; Lucia v. Securities and Exchange Commission; Administrative Law Judges (ALJs)

Affiliations:  1: Gibson, Dunn & Crutcher LLP; 2: Holland & Hart LLP.

Subscribers click here to open full text in PDF.
Non-subscribers click here to purchase this article. $99

next article > |return to table of contents