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SEC Enforcement Division Issues Its 2018 Report Card  

Author:  Marc J. Fagel.; Mark K. Schonfeld.; Dan Li.

Source: Volume 52, Number 03, February 1 2019 , pp.21-26(6)

Review of Securities & Commodities Regulation

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The SEC’s fiscal 2018 enforcement report summarizes the number and types of enforcement actions pursued by the SEC’s Enforcement Division over the past year. The authors discuss the data and assess the trends and priorities highlighted by the report.

Keywords: Securities Offering Cases; Issuer Reporting and Disclosure Cases

Affiliations:  1: Gibson, Dunn & Crutcher LLP; 2: Gibson, Dunn & Crutcher; 3: Gibson, Dunn & Crutcher.

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