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The Growing Importance of Fully Integrated Compliance Programs  


Author:  William D. Semins.; Jared Kephart.


Source: Volume 52, Number 09, May 1 2019 , pp.105-111(7)




Review of Securities & Commodities Regulation

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Abstract: 

Under the threat of more robust enforcement, corporations are investing new resources in compliance programs. The authors describe fully integrated programs that are designed to maximize efficiency through increased internal communication, standardization, and integration across departments. They close with a discussion of “data analytics” to meet regulators’ expectations for data and to generate better indicators of program effectiveness.

Keywords: Foreign Corrupt Practices Act (“FCPA”); DOJ Criminal Fraud Section

Affiliations:  1: K&L Gates LLP; 2: K&L Gates LLP.

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