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Cleared Derivatives Markets—Customer Protection and Resolution Tools  (Volume 52, Number 11–June 5, 2019)

Author:  Vincent E. Lazar.; William A. Williams.

Source: Volume 52, Number 11, June 1 2019 , pp.125-135(11)

Review of Securities & Commodities Regulation


The CFTC has made a number of rule changes during the past decade in response to lessons learned from significant commodity broker bankruptcy cases, and to implement the Dodd-Frank Act. The authors review these rules and Dodd-Frank Act changes, and discuss their impacts on market protection and the resolution of failed commodity brokers.

Keywords: Commodity Broker Bankruptcy; Customer Account Protections; Dodd-Frank’s Impact on Cleared Derivatives Markets

Affiliations:  1: Jenner & Block LLP; 2: Jenner & Block LLP.

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