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Complete Issue (August 14, 2019)  Volume 52, Number 14


Author:  Issa Hanna.; Phyllis G. Korff (et al.).


Source: Volume 52, Number 14, August 15 2019 , pp.161-172(12)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (Broker-Dealers Selling Annuities: Preparing for the Best-Interest Standard (Hanna) and Preparing 2019 Registration Statements and Annual Reports (Korff et al.)).

Keywords: New York State Department of Financial Services (“NYDFS”); Amended Regulation 187; Best-Interest Standard for Producers; Form 20-F Disclosure Requirements; Fast Act Modernization and Simplification of Regulation S-K

Affiliations:  1: Eversheds Sutherland (US) LLP; 2: Mayer Brown.

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