Home      Login

Corporate Compliance Programs Take Center Stage in 2019 with New Guidance from the DOJ and OFAC  

Author:  Adam Lurie.; Doug Davison.; Sean Solomon.

Source: Volume 52, Number 16, September 15 2019 , pp.189-194(6)

Review of Securities & Commodities Regulation

next article > |return to table of contents


DOJ and OFAC each recently released new, detailed guidance on what prosecutors and regulators expect in evaluating corporate compliance programs. In this article, the authors describe the provisions in these releases, finding that they provide a comprehensive set of blueprints in creating, maintaining, and implementing such programs.

Keywords: Office of Foreign Assets Control; Sanctions Violations; Risk Assessment; Controls, Testing and Auditing

Affiliations:  1: Linklaters LLP; 2: Linklaters LLP; 3: Linklaters LLP.

Subscribers click here to open full text in PDF.
Non-subscribers click here to purchase this article. $59

next article > |return to table of contents