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Corporate Compliance Programs Take Center Stage in 2019 with New Guidance from the DOJ and OFAC  


Author:  Adam Lurie.; Doug Davison.; Sean Solomon.


Source: Volume 52, Number 16, September 15 2019 , pp.189-194(6)




Review of Securities & Commodities Regulation

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Abstract: 

DOJ and OFAC each recently released new, detailed guidance on what prosecutors and regulators expect in evaluating corporate compliance programs. In this article, the authors describe the provisions in these releases, finding that they provide a comprehensive set of blueprints in creating, maintaining, and implementing such programs.

Keywords: Office of Foreign Assets Control; Sanctions Violations; Risk Assessment; Controls, Testing and Auditing

Affiliations:  1: Linklaters LLP; 2: Linklaters LLP; 3: Linklaters LLP.

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