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Complete Issue (October 9, 2019)  Volume 52, Number 17


Author:  Kathleen S. McArthur (et al.).; Jeremy Kuester.


Source: Volume 52, Number 17, October 1 2019 , pp.201-211(11)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the listed articles in the table of contents above (CFTC Enforcement Advisory on Foreign Corrupt Practices (McArthur) and Structured Finance Special Purpose Vehicles and FinCEN’s CDD Rule (Kuester)).

Keywords: Prime Int’l Trading, Ltd. v. BP P.L.C.; Customer Due Diligence Rule; Pooled Investment Vehicles (“PIV”); SEC Rule 3a-7

Affiliations:  1: Sullivan & Cromwell LLP; 2: White & Case LLP.

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