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Responsible Investing: Legal and Compliance Considerations for Asset Managers  (Volume 52, Number 22–December 18, 2019)


Author:  Vadim Avdeychik.


Source: Volume 52, Number 22, December 15 2019 , pp.271-282(12)




Review of Securities & Commodities Regulation

Abstract: 

Investor demand for responsible investment strategies has grown substantially in recent years, creating both opportunities and challenges for asset owners and asset managers. The author surveys the field, focusing on the types of responsible investing, the differing regulatory landscapes in the U.S. and Europe, and various topics in compliance and legal considerations arising in connection with responsible investing strategies.

Keywords: Environmental, Social and Governance (“ESG”); Socially Responsible Investing (“SRI”); Impact Investing; ERISA Compliance; Advisers Act; Greenwashing

Affiliations:  1: Paul Hastings.

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