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Complete Issue (June 10, 2020)  Volume 53, Number 11


Author:  Robert A. Cohen (et al.).; Amy D. Roy (et al.).


Source: Volume 53, Number 11, June 1 2020 , pp.125-138(14)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (The SEC and FINRA’S Use of Big Data in Investigations . . . And The Implications for Defense Counsel (Cohen et al.) and Refocusing the Jones Analysis: New Trends in Excessive Fee Litigation (Roy et al.)).

Keywords: Office of Market Intelligence; Market Abuse Unit; Advanced Relational Trading Enforcement Metric Investigation System; Trade Surveillance; Jones v. Harris Associates L.P.; Investment Company Act Section 36(b); Gartenberg v. Merrill Lynch Asset Mgmt.,

Affiliations:  1: Davis Polk & Wardwell LLP; 2: Ropes & Gray LLP.

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