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Complete Issue (August 18, 2020)  Volume 53, Number 14


Author:  Paul M. Architzel (et al.).; Ann Sultan (et al.).


Source: Volume 53, Number 14, August 15 2020 , pp.167-178(12)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both articles listed in the table of contents above (CFTC Enforcement and Regulatory Developments (Architzel et al.) and Addressing and Deterring Corporate Misconduct During and After COVID-19 (Sultan et al.)) .

Keywords: Actions against Registered Entities; Foreign Corrupt Practices; Authority under Rule 180.1; Post-Trade Name Give-Up; Intermediaries; Business Continuity Plans; Risk Assessments; Investigations

Affiliations:  1: WilmerHale; 2: Miller & Chevalier Chartered.

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