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Complete Issue (October 14, 2020)  Volume 53, Number 17


Author:  Anne M. Termine (et al.).; Deborah Festa (et al.).


Source: Volume 53, Number 17, October 1 2020 , pp.201-214(14)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both articles listed in the table of contents above (Managing the Risk: An Overview of CFTC Swap Dealer Enforcement Actions under Dodd-Frank (Termine et al.) and Volcker Rule Amendments: Back to the Future for CLOs? (Festa et al.)).

Keywords: Dodd-Frank Title VII; Swap Data Reporting; Risk Management; Business Conduct Standards; Failure to Supervise; Spoofing; Market Manipulation; Fraudulent Misrepresentation; Collateralized Loan Obligation (CLOs); “Modified Rule”; Supplemental Indent

Affiliations:  1: Covington & Burling LLP; 2: Milbank LLP.

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