Complete Issue (February 10, 2021) Volume 54, Number 3
Author: Richard D. Marshall (et al.).; Daren R. Domina (et al.).
Source: Volume 54, Number 03, February 1 2021 , pp.25-40(16)
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Abstract:
The complete issue includes the full text of the two articles listed above in the table of contents: SEC Enforcement Actions Against Fund Advisers by Marshall and Goldstein; and Examining and Managing Risks Associated with Outsourcing Compliance Functions by Domina and Piscatelli.Keywords: SEC Enforcement Actions Against Fund Advisers; Risks Associated with Outsourcing Compliance Functions
Affiliations:
1: Editor; 2: Haynes and Boone, LLP.