Home      Login


Global Financial Regulatory Reform: Implications for U.S. Market Participants  


Author:  Joanne  Hindle.


Source: Volume 24, Number 04, March/April 2011 , pp.35-44(10)




Journal of Taxation and Regulation of Financial Institutions

< previous article |next article > |return to table of contents

Abstract: 

U.S. financial market participants must be familiar with the basic regulatory structures of major non-U.S. jurisdictions both to fully comply with and anticipate legal developments in the U.S. and to make sure they are in a position to take advantage of opportunities arising from discrepancies among regulatory regimes. This article examines some of the latest financial regulatory developments emerging from the U.K., E.U., and elsewhere--including changes to basic U.K. regulatory structures, E.U. alternative investment fund regulation, and Basel III bank capital rules. The article concludes by identifying some key trends in non-U.S. reforms.

Keywords: regulatory regime discrepancies; coordination of international regulatory bodies; U.K. regulation; E.U. regulation; European Systemic Risk Board; Basel III bank capital rules; AIFM Directive; cross-border financial activity

Affiliations:  .

Subscribers click here to open full text in PDF.
Non-subscribers click here to purchase this article. $25

< previous article |next article > |return to table of contents