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Now at a Financial Institution Near You: MiFID II and MiFIR  


Author:  Kevin A. Diehl.


Source: Volume 31, Number 03, Spring 2018 , pp.47-48(2)




Journal of Taxation and Regulation of Financial Institutions

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Abstract: 

The E.U.’s updated rules on financial institutions and market regulations took effect January 3, 2018. The author provides an overview of the new rules, which include toughened constraints against market manipulation and insider trading, restraints on trading fees, and seeks to lessen the attractiveness of OTC markets in favor of Organized Trading Facilities and Multilateral Trading Facilities.

Keywords: MiFID II, MiFIR, E.U. financial products market regulations, position limits

Affiliations:  1: Western Illinois University.

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