Home      Login


Complete Issue (Volume 58, Number 12—June 25, 2025)  


Author:  Ilan Graff, C. Dabney O’Riordan, Daniel Liberman, and Lydia Saltzbart (1).; Reid S. Hooper and Justin A. Kisner (2).


Source: Volume 58, Number 12, June 15 2025 , pp.149-160(12)




Review of Securities & Commodities Regulation

< previous article |return to table of contents

Abstract: 

The complete issue includes both of the articles listed in the table of contents above (“Into the Breach: State Regulators, Private Litigants, and Securities Enforcement” and “Historical Shareholder Engagement Practices Put Under Microscope Due to Mid-Proxy Season Guidance from SEC”).

Keywords: State Securities Regulators; Sources of State Securities Enforcement Authority; Sources of Private Civil Liability; ‘Passive’ Intent and ‘Short-Form’ Schedule 13G Reporting; Shareholder Engagement

Affiliations:  1: Fried, Frank, Harris, Shriver & Jacobson LLP; 2: Cooley LLP.

Subscribers click here to open full text in PDF.
Non-subscribers click here to purchase this article. $90

< previous article |return to table of contents