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Accessing Private Markets: Distribution Considerations for Asset Managers  


Author:  Vadim Avdeychik.; Emily Picard.


Source: Volume 57, Number 22, December 15 2024 , pp.241-246(6)




Review of Securities & Commodities Regulation

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Abstract: 

Distribution and marketing of interval funds, tender-offer funds, and business development companies have certain unique challenges. This article addresses how these products are distributed and what hurdles may need to be cleared in order to successfully access the retail market.

Keywords: Continuously Offered Unlisted Closed-End Funds; Rule 152; FINRA Rule 5110; State Blue Sky Laws; Business Development Companies; Regulation D Rule 506

Affiliations:  1: Clifford Chance US LLP; 2: Clifford Chance US LLP.

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