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Complete Issue (Volume 56, Number 17—October 11, 2023)  


Author:  Dan Kahn.; James Hu, Andrew Hammond & Melissa Curvino.


Source: Volume 56, Number 17, October 1 2023 , pp.239-248(10)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (“U.S. Department of Justice’s Revised Compliance Guidance: DOJ Tackles Clawbacks and Ephemeral Messaging” and “Preparing the ‘Background of the Merger’ Section in Merger Proxy Statement”).

Keywords: Compliance Requirements for Criminal Resolutions; Credits against Fines for Clawbacks; Merger Proxy Statements

Affiliations:  1: Davis Polk & Wardwell; 2: White & Case LLP.

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