The Unique Impact of Recent SEC Rules on Foreign Private Issuers (Volume 56, Number 16—September 27, 2023)
Author: Paul M. Dudek.
Source: Volume 56, Number 16, September 15 2023 , pp.227-236(10)
Abstract:
Foreign private issuers should be aware that new SEC rules can have a special impact on them, and that the SEC may be rethinking its traditional approach for such issuers.Keywords: Foreign Private Issuers (“FPIs”)SEC adopted Rule 10D-1; Clawbacks; 10B5-1 Plans; Share Repurchase Disclosures; Cybersecurity Disclosures; Climate-Related Disclosures; Canadian MJDS Filers
Affiliations:
1: Latham & Watkins.