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Complete Issue (Volume 55, Number 21—December 14, 2022)  


Author:  Brian T. Casey & Ryan J. Last.; Daniel Kahn.


Source: Volume 55, Number 21, December 1 2022 , pp.243-256(14)




Review of Securities & Commodities Regulation

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Abstract: 

The complete issue includes both of the articles listed in the table of contents above (“State Securities Acts Compliance Issues for Tertiary Market Life Settlement Policy Traders” and “DOJ’S New Guidance on Corporate Criminal Enforcement and the Impact on Securities and Commodities Cases”).

Keywords: Federal Securities Act Insurance Exemption; SEC Life Settlement Task Force; Corporate Criminal Enforcement

Affiliations:  1: Locke Lord LLP; 2: Davis Polk.

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