Review of Securities & Commodities Regulation
ISSN 0884-2426, Online ISSN:
Volume 57, Number 19, November 1 2024. Click on Article Title for Abstract and Full Text PDF
Articles
The Use of AI in the Securities Industry: U.S. Regulatory Considerations for Broker-Dealers and SEC-Registered Investment Advisers
(Volume 57, Number 19—November 6, 2024)
pp.203-211 (9)
Authors:
Jennifer D. Morton.