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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 51,  Number 01, January 1 2018.  Click on Article Title for Abstract and Full Text PDF

Articles

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FCPA Update: Third-Party Risks and Enforcement Actions  
pp.7-13 (7)
Authors:  Michael H. Huneke.; Ashley R. Hodges.

Regulatory Developments Relating To Actively Managed ETFs  
pp.7-13 (7)
Authors:  Eric Simanek.

Complete Issue (January 10, 2018)  Volume 51, Number 1
pp.1-14 (14)
Authors:  Michael H. Huneke.; Ashley R. Hodges.; Eric Simanek.

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