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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 51,  Number 15, September 1 2018.   Click on Article Title for Abstract and Full Text PDF


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Current SEC Initiatives Impacting Foreign Private Issuers  
pp.179-186 (8)
Authors:  Paul M. Dudek.

Reducing Third-Party Trade Compliance Risks  
pp.187-190 (4)
Authors:  Peter Lichtenbaum.; Eric Sandberg-Zakian.

Complete Issue (September 5, 2018)   Volume 51, Number 15
pp.179-190 (12)
Authors:  Paul M. Dudek.; Peter Lichtenbaum (et al.).

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