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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 52,  Number 03, February 1 2019.   Click on Article Title for Abstract and Full Text PDF

Articles

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SEC Enforcement Division Issues Its 2018 Report Card  
pp.21-26 (6)
Authors:  Marc J. Fagel.; Mark K. Schonfeld.; Dan Li.

Implications and Opportunities of Lucia v. SEC  
pp.27-30 (4)
Authors:  Brian Neil Hoffman.

Complete Issue (February 6, 2019)  Volume 52, Number 3
pp.21-32 (12)
Authors:  Marc J. Fagel (et al.).; Brian Neil Hoffman.

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