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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 52,  Number 10, May 15 2019.   Click on Article Title for Abstract and Full Text PDF


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Regulatory Developments for Dual Registrants  
pp.113-118 (6)
Authors:  Cheryl L. Haas.; Alex M. Madrid.

Maintaining Privilege Protection of Internal Investigations  
pp.119-124 (6)
Authors:  Sarah F. Warren.

Complete Issue (May 22, 2019)   Volume 52, Number 10
pp.113-124 (12)
Authors:  Cheryl L. Haas (et al.).; Sarah F. Warren.

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