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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 52,  Number 21, December 1 2019.   Click on Article Title for Abstract and Full Text PDF


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The CFTC’s Enforcement Manual: Key Content and Use for Practitioners in CFTC Investigations  
pp.255-259 (5)
Authors:  Charles R. Mills.; Stacie R. Hartman.

Consecutive Private and Public Offerings for Registered Funds  
pp.261-267 (7)
Authors:  Christopher D. Carlson.

Complete Issue (December 4, 2019)  Volume 52, Number 21
pp.255-269 (15)
Authors:  Charles R. Mills (et al.).; Christopher D. Carlson.

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