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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 53,  Number 17, October 1 2020.   Click on Article Title for Abstract and Full Text PDF

Articles

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Managing the Risk: An Overview of CFTC Swap Dealer Enforcement Actions under Dodd-Frank  
pp.201-209 (9)
Authors:  Anne M. Termine.; Uttara Dukkipati.; B. Graves Lee.

Volcker Rule Amendments: Back to the Future for CLOs?  
pp.211-213 (3)
Authors:  Deborah Festa.; Andrew Keller.

Complete Issue (October 14, 2020)  Volume 53, Number 17
pp.201-214 (14)
Authors:  Anne M. Termine (et al.).; Deborah Festa (et al.).

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