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Review of Securities & Commodities Regulation

ISSN 0884-2426, Online ISSN:

Volume 54,  Number 01, January 1 2021.   Click on Article Title for Abstract and Full Text PDF


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Regulatory Expectations for Cybersecurity Practices at Broker-Dealers  (Volume 54, Number 1–January 13, 2021)
pp.1-11 (11)
Authors:  Daniel Nathan.; Heather Sussman.; Colleen Hespeler.

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