Journal of Taxation and Regulation of Financial Institutions
ISSN 1547-3996, Online ISSN: 1933-9348
Volume 31, Number 04, Summer 2018. Click on Article Title for Abstract and Full Text PDF
Articles
Anti-Money Laundering Enforcement: The Rise of Individual Liability for Compliance Professionals
pp.5-14 (10)
Authors:
Sharon Cohen Levin.; Elizabeth J. Hogan.; Tamar Kaplan-Marans.
The OCC “Fintech Charter”
pp.15-22 (8)
Authors:
Mark T. Dabertin.; Richard P. Eckman.
Bank Partnership Programs and the Regulatory Response
pp.23-30 (8)
Authors:
Robert Savoie.
The So-Called “Fiduciary Exception” to the Attorney-Client Privilege in Section 36(B) Cases
pp.31-40 (10)
Authors:
Sean M. Murphy.; Robert C. Hora.; Michael E. Mirdamadi.
Supreme Court Imposes a Five-Year Statute of Limitations on SEC Disgorgement Claims
pp.41-48 (8)
Authors:
Richard Marshall.