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Journal of Taxation and Regulation of Financial Institutions

ISSN 1547-3996, Online ISSN: 1933-9348

Volume 31,  Number 04, Summer 2018.   Click on Article Title for Abstract and Full Text PDF

Articles

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Anti-Money Laundering Enforcement: The Rise of Individual Liability for Compliance Professionals  
pp.5-14 (10)
Authors:  Sharon Cohen Levin.; Elizabeth J. Hogan.; Tamar Kaplan-Marans.

The OCC “Fintech Charter”  
pp.15-22 (8)
Authors:  Mark T. Dabertin.; Richard P. Eckman.

Bank Partnership Programs and the Regulatory Response  
pp.23-30 (8)
Authors:  Robert Savoie.

The So-Called “Fiduciary Exception” to the Attorney-Client Privilege in Section 36(B) Cases  
pp.31-40 (10)
Authors:  Sean M. Murphy.; Robert C. Hora.; Michael E. Mirdamadi.

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