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Abstract: 

First of a two-part review of recent municipal securities law and disclosure developments. Part 1 examines enforcement actions relating to San Diego, Jefferson County, CDR and Anchor National Life, as well as certain MSRB actions and other matters. Part 2, which will appear in the next issue of MFJ, will discuss the SEC’s action against the underwriting firm of Dolphin & Bradbury, as well as private actions in FSA v. Stephens and ACA Financial Guaranty v. Advest , and various matters relating to bid rigging investigations, auction rate securities, bond insurers, and rating agencies.

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Affiliations:  1: American Governmental Financial Services Company.